Policies and practices supporting regulatory compliance
We operate within a defined compliance and governance framework designed to ensure adherence to applicable SEBI regulations, ethical conduct, and investor protection.
OVERVIEW
Policies and regulatory oversight
We maintain internal policies and compliance mechanisms that govern our research activities, employee conduct, and conflict management practices, in line with applicable regulatory requirements.
POLICIES
Policy documents
Employee Trading Policy
Prevention of Insider Trading Policy
Conflict of Interest Policy
Grievance Redressal Policy
COMPLIANCE & AUDIT
Compliance and Audits
We conduct annual compliance audits as mandated by the Securities and Exchange Board of India (SEBI).
Audit observations, if any, are addressed within the prescribed timelines.
The research and information published by Shriram Research Private Limited are intended solely for informational purposes and do not constitute investment advice, an offer, or a solicitation to buy or sell any securities.
Investments in securities are subject to market risks. Users are advised to exercise independent judgment and seek professional advice before making investment decisions.